The Regulatory Reporting Innovation Forum

17th October 2019

CCT Venues, 193 Marsh Wall, Isle of Dogs, London

About the Event

Just one recent example of EU regulatory reform, Mifid II, generated 30,000 pages of detailed text, each needing to be read, understood, applied, and reported on by banks.

The amount of resource and investment required to meet the ever-changing needs of regulations like these is vast. But while reporting will increasingly be driven by RegTech in the future, the path to completely automated reporting is complex.

This one-day forum will define the optimal digital regulatory reporting strategy, and outline the key steps needed to get there. It will also address the latest innovative strategies and technologies that are revolutionising regulatory reporting.

Speakers

Samantha Sheen

Founder & Director, Ex Ante Advisory Limited

Steve Barnes

Chief Technology Officer, AQMetrics

Peter Thomas

Head of Data Innovation, Bank of England

Yulia Murat

Regional Head, Correspondent Banking FCC , Standard Chartered Bank

Sam Brayshaw

Director of Finance Transformation, Metro Bank

Graham Corr

Head of Regulatory Technology Development, Royal Bank of Scotland

Gregory Rossi

Director, London, Promontory Financial Group, LLC an IBM company

Munib Ali

Managing Director, London, Promontory Financial Group, LLC an IBM company

Deon Pillay

Head of Fund Reporting and Regulatory Change, Legal & General

Chad Giussani

Head of Transaction Reporting Compliance, Standard Chartered Bank.

Andrew Fleming

Global FCR MI Senior Risk Reporting Manager, HSBC

Christopher Singh

Head of Regulatory Compliance, Revolut Ltd

Gary Bailey

FinTech Adoption Specialist

Justin Fitzpatrick

CEO, DueDil

Joseph Oumarou

Assistant Vice President and Professor of Finance, Banque Cantonale de Genève

Eoin Davis

Programme Director , DWS

Our audience

Agenda

Thursday 17th October 19

09:00

Keynote: Using Digital Innovation in Regulatory Reporting for Competitive Edge

This session addresses immediate possibilities for automated digital regulatory reporting and what it could eventually offer forward-thinking banks as a competitive advantage.

Key topics:

How digital reporting can inform strategy rather than slow it down
What’s needed to become proactive on compliance, not reactive and take the lead?
Gaining buy in from across business lines by providing reporting feedback and results as well as requests for input
How to overhaul complex, rigid legacy systems at banks and how to progress digital reporting development without risk
Who should be leading the way? Regulators, RegTechs or banks?

9:25 am

Presentation

9:50 am

Presentation

10:15 am

Q&A and Panel Discussion: Where are the biggest signs for concern and possibilities for step change in regulatory reporting for the coming decade?

11:10

Round Table Discussions and 1-2-1 Meetings: How to take a Transformative Approach to Reporting

The centrepiece of the day, this session provides delegates with a platform to address shared challenges and ideas peer-to peer. The roundtables will be led by digital reporting experts and attendees can choose which discussion they want to join. Each table will cover a key challenge and potential solution for how to transform your reporting processes and strategy for maximum advantage.

Key topics:

What does the perfect regulatory reporting system look like? How can it be achieved?
What will be the impact of increased RegTech/ outsourcing on employees and how should you strategise for this?
How to spend more time on data analysis and less time on data gathering
What is needed from regulatory technology that isn’t already being developed?
Is ‘no reporting’ the future of reporting – is this realistic and if so how do we get there?
Are banks doing enough to promote transparency, if not how can this be improved?

13:40

Keynote: AI and Machine Learning in Reporting

This session will address the full benefits you can expect from implementing AI, RPAs and CI and to address what the key steps are, providing user-experience case studies for comparison.

Key topics:

Making the regulatory handbook machine readable
Preparing for RegTech toolkits and platforms – how to incorporate and avoid the pitfalls of simply ‘plugging it in’
What are the possibilities and limitations of Artificial Intelligence (AI), Natural Language Processing (NLP), Optical Character Recognition (OCR) and Machine Learning (ML) – their strengths and challenges?
Where are the quick wins in AI that can be easily implemented in regulatory reporting processes?

1:40 pm

Presentation

2:05 pm

Transformative Innovation in Regulatory Reporting

Digital innovation in Regulatory Reporting – where are we today
What opportunities does it create for bank’s new era?
Key success factors in digital innovation to keep it simple
If digital innovation means change, which kind of changes are we looking for?

2:30 pm

Panel Discussion and Q&A: Does Good Data Governance Mean Good Regulatory Reporting?

How does human and computer thinking on data vary and how can greater understanding of the difference improve how we optimise data?
What is the ultimate aim of a common data infrastructure, is it feasible and what would it look like?
What is the best way to measure and maintain data quality?
Aligning European regulatory reporting – is a single electronic access point feasible and desirable?

15:45

Simplifying Reporting: Data Expectations, Data Frameworks and the Potential for a Common Data Infrastructure

High quality data is essential to advanced regulatory reporting but with some suggestions that data integrity is a key challenge for almost all banking entities, building strong foundational data will prove challenging for most, especially those banks with large legacy systems and a lot of data.

Key topics:

Aligning internal risk management and external regulatory reporting management for streamlined processes and data
Enhancing data quality and governance timeline with regulations such as ICAAP, CCAR, TRIM and IFRS 9. BCBS 239
Enabling banks to ‘talk’ to each other for efficient data aggregation, analysis and reporting

4:10 pm

Presentation

4:35 pm

Presentation (Sponsor) – Topic TBC

5:00 pm

Panel Discussion and Q&A: What are the limitations for AI and Machine Reading when it comes to Regulatory Reporting - for Banks, RegTechs and Regulators?

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Why Attend?

This is a peer-to-peer executive forum with spaces limited to 40 senior level delegates, built in response to the reporting challenges identified by some of banking’s leading GRC experts.

Key benefits:

Benchmark against current best practice in reporting procedures and technology.
Work towards reduced regulatory fines by sharing ideas on improving your reporting strategy and processes.
Find out the latest news on planned regulatory changes.
Meet with senior banking sector peers to discuss shared experiences and challenges.
Grab the opportunity for one-to-one meetings with our systems integrator and vendor partners to discuss possible RegTech solutions.
Be part of the agenda – our interactive panel discussions, roundtables, and one-to-one meetings ensure that the day is bespoke and meets your specific needs.
Stay ahead of the curve via briefings on the technology disruptions to come.
Discover the latest RegTech and strategic offerings for your sector.
Get fresh perspectives from the industry’s real innovators.
Invest in yourself. Take time out to grow your expertise and stay ahead of the competition.

Testimonials

“

I attended to get some views on the challenges that my peers are facing and see if they are similar to mine, and share thoughts on things to consider that I may not have so far. The peer-to-peer discussion was really insightful in getting information from other banks on what their concerns are and what they’re doing, which is very important because most of the issues I’m dealing with day to day.

*Commenting on previous Transform Finance event.

”

“

Events like this are very important because it brings together a lot of working professionals who face challenges on a day to day basis, it helps give perspective on the challenges that other companies are facing and it broadens your view of other realities of the industry, it’s very easy to get lost in the day to day of your own work and believe that this is the entire universe, but stepping out of it at events like this are really great ways of showing what your own company is doing, showing how you yourself are reaching financial crime best practice but also getting new information and best practices on what ‘s coming and currently happening from other people who know what they’re doing.

*Commenting on previous Transform Finance event.

”

“

Today has been a very thought provoking day and provided me with a lot of food for thought, I’m going to take away ideas and suggestions from what I’ve heard today, what I’ve learned from others and its given me an opportunity to prepare for future conversations with vendors about the solutions that will work best for my institution.

*Commenting on previous Transform Finance event.

”

“

The banking sector is very much in need of specialist events now. RegTech is emerging as one of the largest sub-segments within FinTech, and is growing at an unprecedented rate, while solving traditional banking challenges in new and interesting ways. An event series like this is useful to navigate through all that is happening and provide an opportunity to take it to meaningful levels.

”

Lead Sponsor

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Associate Sponsors

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Partners

Advisory Board

Media Partners

Venue

CCT Venues
193 Marsh Wall, Isle of Dogs
London E14 9SG

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Delegate Pass Registration

To become a delegate for this exciting and exclusive event, please complete the registration form by clicking on the button and our team will process your request within 48 hours.

Just one recent example of EU regulatory reform, Mifid II, generated 30,000 pages of detailed text, each needing to be read, understood, applied, and reported on by banks.

Samantha Sheen

Steve Barnes

Peter Thomas

Yulia Murat

Sam Brayshaw

Graham Corr

Gregory Rossi

Munib Ali

Deon Pillay

Chad Giussani

Andrew Fleming

Christopher Singh

Gary Bailey

Justin Fitzpatrick

Joseph Oumarou

Eoin Davis

09:00

Keynote: Using Digital Innovation in Regulatory Reporting for Competitive Edge

9:25 am

9:50 am

10:15 am

11:10

Round Table Discussions and 1-2-1 Meetings: How to take a Transformative Approach to Reporting

13:40

Keynote: AI and Machine Learning in Reporting

1:40 pm

2:05 pm

Joseph Oumarou

2:30 pm

15:45

Simplifying Reporting: Data Expectations, Data Frameworks and the Potential for a Common Data Infrastructure

4:10 pm

Gary Bailey

4:35 pm

5:00 pm

buttons

Samantha Sheen

Colin Ware

Dr Jacqui Taylor

Devie Mohan

Venue

CCT Venues 193 Marsh Wall, Isle of Dogs London E14 9SG

CCT Venues
193 Marsh Wall, Isle of Dogs
London E14 9SG