Hiroshi Ozaki, CAMS, Director, AML/CFT Policy Office, Strategy Development and Management Financial Services Agency, Japan Mr. Ozaki joined Financial Services Agency, Japan (“JFSA”) on February 1, 2018 as a Director of AML/CFT Policy Office which was newly established in the JFSA in February 2018 in order to enhance the control of risk of money laundering and terrorist financing (“ML/FT”) and establish a more effective regime to combat ML/FT in the Japanese financial industry. Prior to joining the FSA, Mr. Ozaki had been working for thirty years in private financial sector and public sectors in Japan and overseas. He was a General Manager of Financial Crime Prevention Department of Sumitomo Mitsui Banking Corporation (“SMBC”) and began his career at the Mitsui Bank, currently SMBC, in 1988, where he served in various sections in domestic and overseas offices like New York, London and Dubai, in planning, marketing and compliance.

Mr. Ozaki earned his Master of Business Administration from Stern School of Business, New York University and Bachelor of Economics from the University of Tokyo, and he is a Certified Anti-Money Laundering Specialist (“CAMS”). He is also the member of Japan Association of International Security and Trade, Chartered Member of the Securities Analysts Association of Japan, and Certified International Investment Analyst.