Agenda
Fraud in financial services

Justin Weitz is Principal Assistant Chief in the Market Integrity and Major Frauds Unit of the U.S. Department of Justice’s Criminal Division, Fraud Section, where he works on complex criminal investigations and prosecutions related to financial markets and securities law violations.

He previously served as a Trial Attorney in the Public Integrity Section of the Department of Justice. Mr. Weitz began his legal career as a law clerk for the Honorable R. Barclay Surrick on the U.S. District Court for the Eastern District of Pennsylvania. He received his B.A. in History and Government from Cornell University and J.D. from New York University School of Law.

Brian K. Kidd is former Chief of the Market Integrity and Major Frauds (MIMF) Unit of the Criminal Division’s Fraud Section at the United States Department of Justice (DOJ) and a partner in Morrison & Foerster’s Investigations + White Collar Defense Practice Group. At DOJ, Brian supervised a team of roughly 40 federal prosecutors and oversaw virtually all major fraud cases, with a special focus on investigating and prosecuting complex securities, commodities, and other major corporate fraud cases. Brian oversaw cross-border and corporate prosecutions involving market manipulation, spoofing, insider trading, money laundering, bribery, cryptocurrency, accounting, and procurement fraud.

During his tenure as Chief, Brian oversaw a number of significant corporate resolutions, including against some of the country’s largest financial institutions, healthcare companies, government contractors, and automotive companies. Brian also served as Chair of DOJ’s Securities and Commodities Fraud Working Group, where he worked closely with senior leaders at the U.S. Securities and Exchange Commission, Commodity Futures Trading Commission, Federal Deposit Insurance Corporation, and the Federal Reserve.

Prior to his role as chief of the MIMF Unit, Brian served as an Assistant Chief of the MIMF Unit from January 2017 to May 2018 and as a Trial Attorney from October 2015 to January 2017. Prior to joining the Fraud Section, Brian was a trial attorney in the Public Integrity Section of the Criminal Division and an Assistant U.S. Attorney in the U.S. Attorney’s Office in Puerto Rico.

Deborah R. Porton is the Business Risk & Control Sr. Associate, A.V.P. for Wells Fargo. I am also a Co-Membership Director for the Greater Phoenix Chapter of ACAMS. Deborah is a subject matter expert in BSA/AML, Enhanced & Customer Due Diligence (EDD & CDD), Know Your Customer and have a strong background in understanding high risk industries and the risks they pose to the U.S. Banking systems. Deborah enjoys sharing my knowledge and expertise with others to protect financial systems in the U.S. and abroad, has obtained an ACAMS Certified and has a Financial Crimes Investigators Certificate from Utica College. Currently working on obtaining my Bachelor of Science in Financial Crimes Investigations, specializing in Prevention & Detection through Utica College.

The views expressed are my personal views and do not necessarily reflect the views of Wells Fargo Bank, N.A., its parent company, affiliates, and subsidiaries.

Justin Weitz is Principal Assistant Chief in the Market Integrity and Major Frauds Unit of the U.S. Department of Justice’s Criminal Division, Fraud Section, where he works on complex criminal investigations and prosecutions related to financial markets and securities law violations.

He previously served as a Trial Attorney in the Public Integrity Section of the Department of Justice. Mr. Weitz began his legal career as a law clerk for the Honorable R. Barclay Surrick on the U.S. District Court for the Eastern District of Pennsylvania. He received his B.A. in History and Government from Cornell University and J.D. from New York University School of Law.

Brian K. Kidd is former Chief of the Market Integrity and Major Frauds (MIMF) Unit of the Criminal Division’s Fraud Section at the United States Department of Justice (DOJ) and a partner in Morrison & Foerster’s Investigations + White Collar Defense Practice Group. At DOJ, Brian supervised a team of roughly 40 federal prosecutors and oversaw virtually all major fraud cases, with a special focus on investigating and prosecuting complex securities, commodities, and other major corporate fraud cases. Brian oversaw cross-border and corporate prosecutions involving market manipulation, spoofing, insider trading, money laundering, bribery, cryptocurrency, accounting, and procurement fraud.

During his tenure as Chief, Brian oversaw a number of significant corporate resolutions, including against some of the country’s largest financial institutions, healthcare companies, government contractors, and automotive companies. Brian also served as Chair of DOJ’s Securities and Commodities Fraud Working Group, where he worked closely with senior leaders at the U.S. Securities and Exchange Commission, Commodity Futures Trading Commission, Federal Deposit Insurance Corporation, and the Federal Reserve.

Prior to his role as chief of the MIMF Unit, Brian served as an Assistant Chief of the MIMF Unit from January 2017 to May 2018 and as a Trial Attorney from October 2015 to January 2017. Prior to joining the Fraud Section, Brian was a trial attorney in the Public Integrity Section of the Criminal Division and an Assistant U.S. Attorney in the U.S. Attorney’s Office in Puerto Rico.

Deborah R. Porton is the Business Risk & Control Sr. Associate, A.V.P. for Wells Fargo. I am also a Co-Membership Director for the Greater Phoenix Chapter of ACAMS. Deborah is a subject matter expert in BSA/AML, Enhanced & Customer Due Diligence (EDD & CDD), Know Your Customer and have a strong background in understanding high risk industries and the risks they pose to the U.S. Banking systems. Deborah enjoys sharing my knowledge and expertise with others to protect financial systems in the U.S. and abroad, has obtained an ACAMS Certified and has a Financial Crimes Investigators Certificate from Utica College. Currently working on obtaining my Bachelor of Science in Financial Crimes Investigations, specializing in Prevention & Detection through Utica College.

The views expressed are my personal views and do not necessarily reflect the views of Wells Fargo Bank, N.A., its parent company, affiliates, and subsidiaries.

Justin Weitz is Principal Assistant Chief in the Market Integrity and Major Frauds Unit of the U.S. Department of Justice’s Criminal Division, Fraud Section, where he works on complex criminal investigations and prosecutions related to financial markets and securities law violations.

He previously served as a Trial Attorney in the Public Integrity Section of the Department of Justice. Mr. Weitz began his legal career as a law clerk for the Honorable R. Barclay Surrick on the U.S. District Court for the Eastern District of Pennsylvania. He received his B.A. in History and Government from Cornell University and J.D. from New York University School of Law.

Brian K. Kidd is former Chief of the Market Integrity and Major Frauds (MIMF) Unit of the Criminal Division’s Fraud Section at the United States Department of Justice (DOJ) and a partner in Morrison & Foerster’s Investigations + White Collar Defense Practice Group. At DOJ, Brian supervised a team of roughly 40 federal prosecutors and oversaw virtually all major fraud cases, with a special focus on investigating and prosecuting complex securities, commodities, and other major corporate fraud cases. Brian oversaw cross-border and corporate prosecutions involving market manipulation, spoofing, insider trading, money laundering, bribery, cryptocurrency, accounting, and procurement fraud.

During his tenure as Chief, Brian oversaw a number of significant corporate resolutions, including against some of the country’s largest financial institutions, healthcare companies, government contractors, and automotive companies. Brian also served as Chair of DOJ’s Securities and Commodities Fraud Working Group, where he worked closely with senior leaders at the U.S. Securities and Exchange Commission, Commodity Futures Trading Commission, Federal Deposit Insurance Corporation, and the Federal Reserve.

Prior to his role as chief of the MIMF Unit, Brian served as an Assistant Chief of the MIMF Unit from January 2017 to May 2018 and as a Trial Attorney from October 2015 to January 2017. Prior to joining the Fraud Section, Brian was a trial attorney in the Public Integrity Section of the Criminal Division and an Assistant U.S. Attorney in the U.S. Attorney’s Office in Puerto Rico.

Deborah R. Porton is the Business Risk & Control Sr. Associate, A.V.P. for Wells Fargo. I am also a Co-Membership Director for the Greater Phoenix Chapter of ACAMS. Deborah is a subject matter expert in BSA/AML, Enhanced & Customer Due Diligence (EDD & CDD), Know Your Customer and have a strong background in understanding high risk industries and the risks they pose to the U.S. Banking systems. Deborah enjoys sharing my knowledge and expertise with others to protect financial systems in the U.S. and abroad, has obtained an ACAMS Certified and has a Financial Crimes Investigators Certificate from Utica College. Currently working on obtaining my Bachelor of Science in Financial Crimes Investigations, specializing in Prevention & Detection through Utica College.

The views expressed are my personal views and do not necessarily reflect the views of Wells Fargo Bank, N.A., its parent company, affiliates, and subsidiaries.

Justin Weitz is Principal Assistant Chief in the Market Integrity and Major Frauds Unit of the U.S. Department of Justice’s Criminal Division, Fraud Section, where he works on complex criminal investigations and prosecutions related to financial markets and securities law violations.

He previously served as a Trial Attorney in the Public Integrity Section of the Department of Justice. Mr. Weitz began his legal career as a law clerk for the Honorable R. Barclay Surrick on the U.S. District Court for the Eastern District of Pennsylvania. He received his B.A. in History and Government from Cornell University and J.D. from New York University School of Law.

Brian K. Kidd is former Chief of the Market Integrity and Major Frauds (MIMF) Unit of the Criminal Division’s Fraud Section at the United States Department of Justice (DOJ) and a partner in Morrison & Foerster’s Investigations + White Collar Defense Practice Group. At DOJ, Brian supervised a team of roughly 40 federal prosecutors and oversaw virtually all major fraud cases, with a special focus on investigating and prosecuting complex securities, commodities, and other major corporate fraud cases. Brian oversaw cross-border and corporate prosecutions involving market manipulation, spoofing, insider trading, money laundering, bribery, cryptocurrency, accounting, and procurement fraud.

During his tenure as Chief, Brian oversaw a number of significant corporate resolutions, including against some of the country’s largest financial institutions, healthcare companies, government contractors, and automotive companies. Brian also served as Chair of DOJ’s Securities and Commodities Fraud Working Group, where he worked closely with senior leaders at the U.S. Securities and Exchange Commission, Commodity Futures Trading Commission, Federal Deposit Insurance Corporation, and the Federal Reserve.

Prior to his role as chief of the MIMF Unit, Brian served as an Assistant Chief of the MIMF Unit from January 2017 to May 2018 and as a Trial Attorney from October 2015 to January 2017. Prior to joining the Fraud Section, Brian was a trial attorney in the Public Integrity Section of the Criminal Division and an Assistant U.S. Attorney in the U.S. Attorney’s Office in Puerto Rico.

Deborah R. Porton is the Business Risk & Control Sr. Associate, A.V.P. for Wells Fargo. I am also a Co-Membership Director for the Greater Phoenix Chapter of ACAMS. Deborah is a subject matter expert in BSA/AML, Enhanced & Customer Due Diligence (EDD & CDD), Know Your Customer and have a strong background in understanding high risk industries and the risks they pose to the U.S. Banking systems. Deborah enjoys sharing my knowledge and expertise with others to protect financial systems in the U.S. and abroad, has obtained an ACAMS Certified and has a Financial Crimes Investigators Certificate from Utica College. Currently working on obtaining my Bachelor of Science in Financial Crimes Investigations, specializing in Prevention & Detection through Utica College.

The views expressed are my personal views and do not necessarily reflect the views of Wells Fargo Bank, N.A., its parent company, affiliates, and subsidiaries.

Anne Archer joined Atlantic Union Bank with their acquisition of Xenith Bankshares in 2018, and currently serves as the VP, Director Enterprise Fraud Strategy. She oversees the Bank’s enterprise fraud risk strategy, including risk assessments, education and awareness, program governance, fraud investigations, and threat intelligence.

Since joining Atlantic Union Bank, Anne has held positions of increasing responsibility serving as the FIU Enterprise Quality Supervisor, the Deputy BSA Officer, and as the Fraud Risk Manager. Prior to joining Atlantic Union, she served as the BSA Officer for Xenith Bankshares, and held various positions in BSA Compliance with United Bankshares Inc. Anne has a liberal arts degree from West Virginia University and is a Certified Anti-Money Laundering Specialist.

Outside of the office, Anne enjoys spending time with her family, reading a good mystery, and sketching.

Cheryl Chiodi is Director of Solution Marketing at ABBYY. She is responsible for helping enterprises gain more context and insight from their content and processes so they can drive significant impact where it matters most: customer experience, regulatory compliance, operational excellence, and competitive advantage. Informed by engagement with customers, partners, and analysts, she is focused on enabling businesses to achieve true business transformation by leveraging the latest AI, machine learning, and other intelligent automation solutions.

Cheryl is an experienced author and speaker on financial services industry trends, delivering keynotes at the Wall Street Technology Association and The Taiwan Academy of Banking and Finance, and recently presented at Transform Finance, speaking on the topic of fraud, Digital Transformation for Banking, Financial Services & Insurance (BFSI), American Banker Digital Banking Virtual Summit, and ABA/ABA Financial Crimes Enforcement Conference.

Before joining ABBYY, Cheryl led Industry Marketing for Financial Services at Appian and prior to that, held a number of positions across the business at large organizations such as Red Hat, Akamai, Pegasystems, BAE Systems — Applied Intelligence, and Monitor-Deloitte.

Anne Archer joined Atlantic Union Bank with their acquisition of Xenith Bankshares in 2018, and currently serves as the VP, Director Enterprise Fraud Strategy. She oversees the Bank’s enterprise fraud risk strategy, including risk assessments, education and awareness, program governance, fraud investigations, and threat intelligence.

Since joining Atlantic Union Bank, Anne has held positions of increasing responsibility serving as the FIU Enterprise Quality Supervisor, the Deputy BSA Officer, and as the Fraud Risk Manager. Prior to joining Atlantic Union, she served as the BSA Officer for Xenith Bankshares, and held various positions in BSA Compliance with United Bankshares Inc. Anne has a liberal arts degree from West Virginia University and is a Certified Anti-Money Laundering Specialist.

Outside of the office, Anne enjoys spending time with her family, reading a good mystery, and sketching.

Cheryl Chiodi is Director of Solution Marketing at ABBYY. She is responsible for helping enterprises gain more context and insight from their content and processes so they can drive significant impact where it matters most: customer experience, regulatory compliance, operational excellence, and competitive advantage. Informed by engagement with customers, partners, and analysts, she is focused on enabling businesses to achieve true business transformation by leveraging the latest AI, machine learning, and other intelligent automation solutions.

Cheryl is an experienced author and speaker on financial services industry trends, delivering keynotes at the Wall Street Technology Association and The Taiwan Academy of Banking and Finance, and recently presented at Transform Finance, speaking on the topic of fraud, Digital Transformation for Banking, Financial Services & Insurance (BFSI), American Banker Digital Banking Virtual Summit, and ABA/ABA Financial Crimes Enforcement Conference.

Before joining ABBYY, Cheryl led Industry Marketing for Financial Services at Appian and prior to that, held a number of positions across the business at large organizations such as Red Hat, Akamai, Pegasystems, BAE Systems — Applied Intelligence, and Monitor-Deloitte.

Anne Archer joined Atlantic Union Bank with their acquisition of Xenith Bankshares in 2018, and currently serves as the VP, Director Enterprise Fraud Strategy. She oversees the Bank’s enterprise fraud risk strategy, including risk assessments, education and awareness, program governance, fraud investigations, and threat intelligence.

Since joining Atlantic Union Bank, Anne has held positions of increasing responsibility serving as the FIU Enterprise Quality Supervisor, the Deputy BSA Officer, and as the Fraud Risk Manager. Prior to joining Atlantic Union, she served as the BSA Officer for Xenith Bankshares, and held various positions in BSA Compliance with United Bankshares Inc. Anne has a liberal arts degree from West Virginia University and is a Certified Anti-Money Laundering Specialist.

Outside of the office, Anne enjoys spending time with her family, reading a good mystery, and sketching.

Cheryl Chiodi is Director of Solution Marketing at ABBYY. She is responsible for helping enterprises gain more context and insight from their content and processes so they can drive significant impact where it matters most: customer experience, regulatory compliance, operational excellence, and competitive advantage. Informed by engagement with customers, partners, and analysts, she is focused on enabling businesses to achieve true business transformation by leveraging the latest AI, machine learning, and other intelligent automation solutions.

Cheryl is an experienced author and speaker on financial services industry trends, delivering keynotes at the Wall Street Technology Association and The Taiwan Academy of Banking and Finance, and recently presented at Transform Finance, speaking on the topic of fraud, Digital Transformation for Banking, Financial Services & Insurance (BFSI), American Banker Digital Banking Virtual Summit, and ABA/ABA Financial Crimes Enforcement Conference.

Before joining ABBYY, Cheryl led Industry Marketing for Financial Services at Appian and prior to that, held a number of positions across the business at large organizations such as Red Hat, Akamai, Pegasystems, BAE Systems — Applied Intelligence, and Monitor-Deloitte.

Jas is the Head of Financial Crimes for Stripe’s (US) and leads the company’s AML and Sanctions programs. Prior to Stripe, he managed PwC’s Financial Crimes Fintech practice across the US West Coast.

He has over 15 years of experience with building and managing programs in the Financial Crimes and Compliance space. Digital Identity / eKYC and using technology to solve financial crimes are areas he’s passionate about.

Jas is a regular speaker at industry events, a member of the Association of Certified Anti-Money Laundering Specialists (ACAMS) and an executive committee member of the West Coast AML Forum (WCAML).

Richard Gendal Brown is one of the world’s leading authorities on distributed ledger systems and architectures. Previously, Richard was the Executive Architect for Banking and Financial Markets industry innovation at IBM UK. His previous roles with the company, for whom he has worked for almost fifteen years, included Lead Account Architect for a global Investment Banking client and a consultant for IBM software products. Richard is a Chartered Engineer, holds an MBA with distinction from Warwick Business School and a first-class degree in Mathematics from Trinity College, Cambridge.

Tom Mangine is Vice President, Capital Markets AML Special Investigations at the Bank of Montreal. His responsibilities include conducting Targeted and Enhanced Due Diligence (TEDD) investigations into clients, counterparties and correspondents; Conducting Public Sector-Private Sector Engagement efforts with Regulatory and Law Enforcement agencies around the world; advising members of Capital Markets regarding threats inherent in the geographies and industries in which they operate; and Conducting Site Visits with Key Clients.

Tom is also an Adjunct Professor at the Joint Special Operations University, teaching classes on terrorist-financing, money-laundering and cybersecurity.
Tom joined the Bank after more than twenty years with the US Army where he served on six continents – including deployments to the Balkans, Central Asia, Horn of Africa, Middle East and North Africa. He is an experienced intelligence officer and former diplomat.

Tom earned a BS in Political Science from the United States Military Academy as well as an MA in International Relations and Security Studies from the Naval Postgraduate School. He speaks Arabic, French, Haitian Creole, Portuguese and Spanish.

Jas is the Head of Financial Crimes for Stripe’s (US) and leads the company’s AML and Sanctions programs. Prior to Stripe, he managed PwC’s Financial Crimes Fintech practice across the US West Coast.

He has over 15 years of experience with building and managing programs in the Financial Crimes and Compliance space. Digital Identity / eKYC and using technology to solve financial crimes are areas he’s passionate about.

Jas is a regular speaker at industry events, a member of the Association of Certified Anti-Money Laundering Specialists (ACAMS) and an executive committee member of the West Coast AML Forum (WCAML).

Richard Gendal Brown is one of the world’s leading authorities on distributed ledger systems and architectures. Previously, Richard was the Executive Architect for Banking and Financial Markets industry innovation at IBM UK. His previous roles with the company, for whom he has worked for almost fifteen years, included Lead Account Architect for a global Investment Banking client and a consultant for IBM software products. Richard is a Chartered Engineer, holds an MBA with distinction from Warwick Business School and a first-class degree in Mathematics from Trinity College, Cambridge.

Tom Mangine is Vice President, Capital Markets AML Special Investigations at the Bank of Montreal. His responsibilities include conducting Targeted and Enhanced Due Diligence (TEDD) investigations into clients, counterparties and correspondents; Conducting Public Sector-Private Sector Engagement efforts with Regulatory and Law Enforcement agencies around the world; advising members of Capital Markets regarding threats inherent in the geographies and industries in which they operate; and Conducting Site Visits with Key Clients.

Tom is also an Adjunct Professor at the Joint Special Operations University, teaching classes on terrorist-financing, money-laundering and cybersecurity.
Tom joined the Bank after more than twenty years with the US Army where he served on six continents – including deployments to the Balkans, Central Asia, Horn of Africa, Middle East and North Africa. He is an experienced intelligence officer and former diplomat.

Tom earned a BS in Political Science from the United States Military Academy as well as an MA in International Relations and Security Studies from the Naval Postgraduate School. He speaks Arabic, French, Haitian Creole, Portuguese and Spanish.

Jas is the Head of Financial Crimes for Stripe’s (US) and leads the company’s AML and Sanctions programs. Prior to Stripe, he managed PwC’s Financial Crimes Fintech practice across the US West Coast.

He has over 15 years of experience with building and managing programs in the Financial Crimes and Compliance space. Digital Identity / eKYC and using technology to solve financial crimes are areas he’s passionate about.

Jas is a regular speaker at industry events, a member of the Association of Certified Anti-Money Laundering Specialists (ACAMS) and an executive committee member of the West Coast AML Forum (WCAML).

Richard Gendal Brown is one of the world’s leading authorities on distributed ledger systems and architectures. Previously, Richard was the Executive Architect for Banking and Financial Markets industry innovation at IBM UK. His previous roles with the company, for whom he has worked for almost fifteen years, included Lead Account Architect for a global Investment Banking client and a consultant for IBM software products. Richard is a Chartered Engineer, holds an MBA with distinction from Warwick Business School and a first-class degree in Mathematics from Trinity College, Cambridge.

Tom Mangine is Vice President, Capital Markets AML Special Investigations at the Bank of Montreal. His responsibilities include conducting Targeted and Enhanced Due Diligence (TEDD) investigations into clients, counterparties and correspondents; Conducting Public Sector-Private Sector Engagement efforts with Regulatory and Law Enforcement agencies around the world; advising members of Capital Markets regarding threats inherent in the geographies and industries in which they operate; and Conducting Site Visits with Key Clients.

Tom is also an Adjunct Professor at the Joint Special Operations University, teaching classes on terrorist-financing, money-laundering and cybersecurity.
Tom joined the Bank after more than twenty years with the US Army where he served on six continents – including deployments to the Balkans, Central Asia, Horn of Africa, Middle East and North Africa. He is an experienced intelligence officer and former diplomat.

Tom earned a BS in Political Science from the United States Military Academy as well as an MA in International Relations and Security Studies from the Naval Postgraduate School. He speaks Arabic, French, Haitian Creole, Portuguese and Spanish.

Jas is the Head of Financial Crimes for Stripe’s (US) and leads the company’s AML and Sanctions programs. Prior to Stripe, he managed PwC’s Financial Crimes Fintech practice across the US West Coast.

He has over 15 years of experience with building and managing programs in the Financial Crimes and Compliance space. Digital Identity / eKYC and using technology to solve financial crimes are areas he’s passionate about.

Jas is a regular speaker at industry events, a member of the Association of Certified Anti-Money Laundering Specialists (ACAMS) and an executive committee member of the West Coast AML Forum (WCAML).

Richard Gendal Brown is one of the world’s leading authorities on distributed ledger systems and architectures. Previously, Richard was the Executive Architect for Banking and Financial Markets industry innovation at IBM UK. His previous roles with the company, for whom he has worked for almost fifteen years, included Lead Account Architect for a global Investment Banking client and a consultant for IBM software products. Richard is a Chartered Engineer, holds an MBA with distinction from Warwick Business School and a first-class degree in Mathematics from Trinity College, Cambridge.

Tom Mangine is Vice President, Capital Markets AML Special Investigations at the Bank of Montreal. His responsibilities include conducting Targeted and Enhanced Due Diligence (TEDD) investigations into clients, counterparties and correspondents; Conducting Public Sector-Private Sector Engagement efforts with Regulatory and Law Enforcement agencies around the world; advising members of Capital Markets regarding threats inherent in the geographies and industries in which they operate; and Conducting Site Visits with Key Clients.

Tom is also an Adjunct Professor at the Joint Special Operations University, teaching classes on terrorist-financing, money-laundering and cybersecurity.
Tom joined the Bank after more than twenty years with the US Army where he served on six continents – including deployments to the Balkans, Central Asia, Horn of Africa, Middle East and North Africa. He is an experienced intelligence officer and former diplomat.

Tom earned a BS in Political Science from the United States Military Academy as well as an MA in International Relations and Security Studies from the Naval Postgraduate School. He speaks Arabic, French, Haitian Creole, Portuguese and Spanish.

Adam is the Vice President of Sales for North America at iProov, after previously serving as the company’s Regional Director of Strategic Accounts. Adam has spent more than 20 years in the tech startup world in wide range of roles, as a founder, software engineer, sales leader, and CFO. Prior to iProov he led Yoti’s entry into the North American market where he became entrenched in the digital identity landscape. He received his Bachelor’s Degree from Northwestern University and his MBA from UCLA.

Adam is the Vice President of Sales for North America at iProov, after previously serving as the company’s Regional Director of Strategic Accounts. Adam has spent more than 20 years in the tech startup world in wide range of roles, as a founder, software engineer, sales leader, and CFO. Prior to iProov he led Yoti’s entry into the North American market where he became entrenched in the digital identity landscape. He received his Bachelor’s Degree from Northwestern University and his MBA from UCLA.

Allen Love is Senior Vice President and Enterprise Head of Fraud Risk Management and Global Security and Investigations for TD Bank Group. Allen is responsible for developing and implementing an enterprise fraud risk management program and framework that has oversight of fraud risk management controls and governance structures being applied across the Bank. The Global Security and Investigations team is responsible for the safety and security of TD Customers, Colleagues, and Brand while providing strategies and insights in investigations, physical security, crime prevention, employee/executive protection and mitigation of insider threats. Prior to this role, Allen was the Senior Vice President and Co-Head Global Anti-Money Laundering Officer for TD Bank Group and Bank Secrecy Act Officer for TD Bank and TDGUS. As Co-Head of the Global Anti-Money Laundering program, Allen was jointly responsible for the implementation and day-to-day oversight of the Global AML program and solely responsible for the BSA program for TD Bank, Americas Most Convenient Bank.

Allen was previously Vice President of Compliance at the Depository Trust & Clearing Corporation (DTCC) and AML/BSA Officer for the Depository Warehouse Trust. He began his career as a Special Agent for the Criminal Investigation Division (CID) of the IRS where he conducted and supervised numerous financial crimes investigations. Allen has held senior compliance positions at GE Commercial Finance and PayPal where he served as the Global AML Officer for each and was a Senior Director at KPMG overseeing proactive and reactive engagements pertaining to financial crime.

Allen is on the Board of Governors of the University of New Haven where he is a member of the Finance Committee and serves as Vice Chairman on the Board of the Urban League of Philadelphia. Allen holds a Bachelor’s in Economics and a Master’s in Public Administration from the University of New Haven and is a graduate of the University of Pennsylvania Wharton School of Business Executive Development Program.

Edwin Rivas is the New York’s Chief Compliance Officer for Helaba (Landesbank Hessen-Thüringen) and he has an extensive experience working in anti-money laundering, regulatory compliance and internal audit, with strong international and domestic experience in financial services. He has appeared on television in the news discussing the impact of the USA PATRIOT Act requirements, and he has also conducted regulatory compliance training presentations in the USA, Latin America and Europe.

Mr. Rivas partnered with AIBACP (Association of International Auditors and Compliance Professionals Officers) colleagues and professors at Pace University / Lubin School of Business and actively participated as a member in the Content/Curriculum Committee that developed the curriculum (three-courses) in 2011 for the Certificate of Regulatory Compliance Professional (CCRP) program launched by Pace in January 2012. Mr. Rivas also lectures at Pace in some of these courses as a Subject Matter Expert.

Mr. Rivas is a Certified Compliance Regulatory Professional (CCRP), Certified Regulatory Compliance Manager (CRCM), a Certified Anti-Money Laundering Specialist (CAMS) an Anti-Money Laundering Professional (AMLP), Certified Financial Services Auditor (CFSA) and a Certified Risk Management Assurance (CRMA); and a member of the Institute of Internal Auditors, the Institute of Certified Bankers, the Association of Certified Anti-Money Laundering Specialist, the BAI (Bank Administration Institute) and the AIBA (Association of International Bank Auditors); and a Board member of the AIBA.

Sondra Feinberg is a global payments & fraud executive with in-depth knowledge across the eCommerce ecosystem. She is currently the Global Business Strategy Lead for Microsoft Dynamics 365 Fraud Protection and has a proven track record of success. Over the last 20 years she has been an effective leader in the industry and is committed to excellence with strengths in creative problem solving, strategic thinking, revenue generation and global partnerships.

Since becoming a CPA, CMA in 1997 David has worked in the field of investigations and regulatory compliance, primarily relating to the financial industry.  His experience includes work in the Audit and Investigations divisions of the CRA, and investigations and compliance roles with the British Columbia Securities Commission.  He joined the Financial Intelligence Unit of HSBC in 2014 and in April of 2017 he became the Head of Investigations at HSBC Bank Canada. 

Allen Love is Senior Vice President and Enterprise Head of Fraud Risk Management and Global Security and Investigations for TD Bank Group. Allen is responsible for developing and implementing an enterprise fraud risk management program and framework that has oversight of fraud risk management controls and governance structures being applied across the Bank. The Global Security and Investigations team is responsible for the safety and security of TD Customers, Colleagues, and Brand while providing strategies and insights in investigations, physical security, crime prevention, employee/executive protection and mitigation of insider threats. Prior to this role, Allen was the Senior Vice President and Co-Head Global Anti-Money Laundering Officer for TD Bank Group and Bank Secrecy Act Officer for TD Bank and TDGUS. As Co-Head of the Global Anti-Money Laundering program, Allen was jointly responsible for the implementation and day-to-day oversight of the Global AML program and solely responsible for the BSA program for TD Bank, Americas Most Convenient Bank.

Allen was previously Vice President of Compliance at the Depository Trust & Clearing Corporation (DTCC) and AML/BSA Officer for the Depository Warehouse Trust. He began his career as a Special Agent for the Criminal Investigation Division (CID) of the IRS where he conducted and supervised numerous financial crimes investigations. Allen has held senior compliance positions at GE Commercial Finance and PayPal where he served as the Global AML Officer for each and was a Senior Director at KPMG overseeing proactive and reactive engagements pertaining to financial crime.

Allen is on the Board of Governors of the University of New Haven where he is a member of the Finance Committee and serves as Vice Chairman on the Board of the Urban League of Philadelphia. Allen holds a Bachelor’s in Economics and a Master’s in Public Administration from the University of New Haven and is a graduate of the University of Pennsylvania Wharton School of Business Executive Development Program.

Edwin Rivas is the New York’s Chief Compliance Officer for Helaba (Landesbank Hessen-Thüringen) and he has an extensive experience working in anti-money laundering, regulatory compliance and internal audit, with strong international and domestic experience in financial services. He has appeared on television in the news discussing the impact of the USA PATRIOT Act requirements, and he has also conducted regulatory compliance training presentations in the USA, Latin America and Europe.

Mr. Rivas partnered with AIBACP (Association of International Auditors and Compliance Professionals Officers) colleagues and professors at Pace University / Lubin School of Business and actively participated as a member in the Content/Curriculum Committee that developed the curriculum (three-courses) in 2011 for the Certificate of Regulatory Compliance Professional (CCRP) program launched by Pace in January 2012. Mr. Rivas also lectures at Pace in some of these courses as a Subject Matter Expert.

Mr. Rivas is a Certified Compliance Regulatory Professional (CCRP), Certified Regulatory Compliance Manager (CRCM), a Certified Anti-Money Laundering Specialist (CAMS) an Anti-Money Laundering Professional (AMLP), Certified Financial Services Auditor (CFSA) and a Certified Risk Management Assurance (CRMA); and a member of the Institute of Internal Auditors, the Institute of Certified Bankers, the Association of Certified Anti-Money Laundering Specialist, the BAI (Bank Administration Institute) and the AIBA (Association of International Bank Auditors); and a Board member of the AIBA.

Sondra Feinberg is a global payments & fraud executive with in-depth knowledge across the eCommerce ecosystem. She is currently the Global Business Strategy Lead for Microsoft Dynamics 365 Fraud Protection and has a proven track record of success. Over the last 20 years she has been an effective leader in the industry and is committed to excellence with strengths in creative problem solving, strategic thinking, revenue generation and global partnerships.

Since becoming a CPA, CMA in 1997 David has worked in the field of investigations and regulatory compliance, primarily relating to the financial industry.  His experience includes work in the Audit and Investigations divisions of the CRA, and investigations and compliance roles with the British Columbia Securities Commission.  He joined the Financial Intelligence Unit of HSBC in 2014 and in April of 2017 he became the Head of Investigations at HSBC Bank Canada. 

Allen Love is Senior Vice President and Enterprise Head of Fraud Risk Management and Global Security and Investigations for TD Bank Group. Allen is responsible for developing and implementing an enterprise fraud risk management program and framework that has oversight of fraud risk management controls and governance structures being applied across the Bank. The Global Security and Investigations team is responsible for the safety and security of TD Customers, Colleagues, and Brand while providing strategies and insights in investigations, physical security, crime prevention, employee/executive protection and mitigation of insider threats. Prior to this role, Allen was the Senior Vice President and Co-Head Global Anti-Money Laundering Officer for TD Bank Group and Bank Secrecy Act Officer for TD Bank and TDGUS. As Co-Head of the Global Anti-Money Laundering program, Allen was jointly responsible for the implementation and day-to-day oversight of the Global AML program and solely responsible for the BSA program for TD Bank, Americas Most Convenient Bank.

Allen was previously Vice President of Compliance at the Depository Trust & Clearing Corporation (DTCC) and AML/BSA Officer for the Depository Warehouse Trust. He began his career as a Special Agent for the Criminal Investigation Division (CID) of the IRS where he conducted and supervised numerous financial crimes investigations. Allen has held senior compliance positions at GE Commercial Finance and PayPal where he served as the Global AML Officer for each and was a Senior Director at KPMG overseeing proactive and reactive engagements pertaining to financial crime.

Allen is on the Board of Governors of the University of New Haven where he is a member of the Finance Committee and serves as Vice Chairman on the Board of the Urban League of Philadelphia. Allen holds a Bachelor’s in Economics and a Master’s in Public Administration from the University of New Haven and is a graduate of the University of Pennsylvania Wharton School of Business Executive Development Program.

Edwin Rivas is the New York’s Chief Compliance Officer for Helaba (Landesbank Hessen-Thüringen) and he has an extensive experience working in anti-money laundering, regulatory compliance and internal audit, with strong international and domestic experience in financial services. He has appeared on television in the news discussing the impact of the USA PATRIOT Act requirements, and he has also conducted regulatory compliance training presentations in the USA, Latin America and Europe.

Mr. Rivas partnered with AIBACP (Association of International Auditors and Compliance Professionals Officers) colleagues and professors at Pace University / Lubin School of Business and actively participated as a member in the Content/Curriculum Committee that developed the curriculum (three-courses) in 2011 for the Certificate of Regulatory Compliance Professional (CCRP) program launched by Pace in January 2012. Mr. Rivas also lectures at Pace in some of these courses as a Subject Matter Expert.

Mr. Rivas is a Certified Compliance Regulatory Professional (CCRP), Certified Regulatory Compliance Manager (CRCM), a Certified Anti-Money Laundering Specialist (CAMS) an Anti-Money Laundering Professional (AMLP), Certified Financial Services Auditor (CFSA) and a Certified Risk Management Assurance (CRMA); and a member of the Institute of Internal Auditors, the Institute of Certified Bankers, the Association of Certified Anti-Money Laundering Specialist, the BAI (Bank Administration Institute) and the AIBA (Association of International Bank Auditors); and a Board member of the AIBA.

Sondra Feinberg is a global payments & fraud executive with in-depth knowledge across the eCommerce ecosystem. She is currently the Global Business Strategy Lead for Microsoft Dynamics 365 Fraud Protection and has a proven track record of success. Over the last 20 years she has been an effective leader in the industry and is committed to excellence with strengths in creative problem solving, strategic thinking, revenue generation and global partnerships.

Since becoming a CPA, CMA in 1997 David has worked in the field of investigations and regulatory compliance, primarily relating to the financial industry.  His experience includes work in the Audit and Investigations divisions of the CRA, and investigations and compliance roles with the British Columbia Securities Commission.  He joined the Financial Intelligence Unit of HSBC in 2014 and in April of 2017 he became the Head of Investigations at HSBC Bank Canada. 

Allen Love is Senior Vice President and Enterprise Head of Fraud Risk Management and Global Security and Investigations for TD Bank Group. Allen is responsible for developing and implementing an enterprise fraud risk management program and framework that has oversight of fraud risk management controls and governance structures being applied across the Bank. The Global Security and Investigations team is responsible for the safety and security of TD Customers, Colleagues, and Brand while providing strategies and insights in investigations, physical security, crime prevention, employee/executive protection and mitigation of insider threats. Prior to this role, Allen was the Senior Vice President and Co-Head Global Anti-Money Laundering Officer for TD Bank Group and Bank Secrecy Act Officer for TD Bank and TDGUS. As Co-Head of the Global Anti-Money Laundering program, Allen was jointly responsible for the implementation and day-to-day oversight of the Global AML program and solely responsible for the BSA program for TD Bank, Americas Most Convenient Bank.

Allen was previously Vice President of Compliance at the Depository Trust & Clearing Corporation (DTCC) and AML/BSA Officer for the Depository Warehouse Trust. He began his career as a Special Agent for the Criminal Investigation Division (CID) of the IRS where he conducted and supervised numerous financial crimes investigations. Allen has held senior compliance positions at GE Commercial Finance and PayPal where he served as the Global AML Officer for each and was a Senior Director at KPMG overseeing proactive and reactive engagements pertaining to financial crime.

Allen is on the Board of Governors of the University of New Haven where he is a member of the Finance Committee and serves as Vice Chairman on the Board of the Urban League of Philadelphia. Allen holds a Bachelor’s in Economics and a Master’s in Public Administration from the University of New Haven and is a graduate of the University of Pennsylvania Wharton School of Business Executive Development Program.

Edwin Rivas is the New York’s Chief Compliance Officer for Helaba (Landesbank Hessen-Thüringen) and he has an extensive experience working in anti-money laundering, regulatory compliance and internal audit, with strong international and domestic experience in financial services. He has appeared on television in the news discussing the impact of the USA PATRIOT Act requirements, and he has also conducted regulatory compliance training presentations in the USA, Latin America and Europe.

Mr. Rivas partnered with AIBACP (Association of International Auditors and Compliance Professionals Officers) colleagues and professors at Pace University / Lubin School of Business and actively participated as a member in the Content/Curriculum Committee that developed the curriculum (three-courses) in 2011 for the Certificate of Regulatory Compliance Professional (CCRP) program launched by Pace in January 2012. Mr. Rivas also lectures at Pace in some of these courses as a Subject Matter Expert.

Mr. Rivas is a Certified Compliance Regulatory Professional (CCRP), Certified Regulatory Compliance Manager (CRCM), a Certified Anti-Money Laundering Specialist (CAMS) an Anti-Money Laundering Professional (AMLP), Certified Financial Services Auditor (CFSA) and a Certified Risk Management Assurance (CRMA); and a member of the Institute of Internal Auditors, the Institute of Certified Bankers, the Association of Certified Anti-Money Laundering Specialist, the BAI (Bank Administration Institute) and the AIBA (Association of International Bank Auditors); and a Board member of the AIBA.

Sondra Feinberg is a global payments & fraud executive with in-depth knowledge across the eCommerce ecosystem. She is currently the Global Business Strategy Lead for Microsoft Dynamics 365 Fraud Protection and has a proven track record of success. Over the last 20 years she has been an effective leader in the industry and is committed to excellence with strengths in creative problem solving, strategic thinking, revenue generation and global partnerships.

Since becoming a CPA, CMA in 1997 David has worked in the field of investigations and regulatory compliance, primarily relating to the financial industry.  His experience includes work in the Audit and Investigations divisions of the CRA, and investigations and compliance roles with the British Columbia Securities Commission.  He joined the Financial Intelligence Unit of HSBC in 2014 and in April of 2017 he became the Head of Investigations at HSBC Bank Canada. 

Allen Love is Senior Vice President and Enterprise Head of Fraud Risk Management and Global Security and Investigations for TD Bank Group. Allen is responsible for developing and implementing an enterprise fraud risk management program and framework that has oversight of fraud risk management controls and governance structures being applied across the Bank. The Global Security and Investigations team is responsible for the safety and security of TD Customers, Colleagues, and Brand while providing strategies and insights in investigations, physical security, crime prevention, employee/executive protection and mitigation of insider threats. Prior to this role, Allen was the Senior Vice President and Co-Head Global Anti-Money Laundering Officer for TD Bank Group and Bank Secrecy Act Officer for TD Bank and TDGUS. As Co-Head of the Global Anti-Money Laundering program, Allen was jointly responsible for the implementation and day-to-day oversight of the Global AML program and solely responsible for the BSA program for TD Bank, Americas Most Convenient Bank.

Allen was previously Vice President of Compliance at the Depository Trust & Clearing Corporation (DTCC) and AML/BSA Officer for the Depository Warehouse Trust. He began his career as a Special Agent for the Criminal Investigation Division (CID) of the IRS where he conducted and supervised numerous financial crimes investigations. Allen has held senior compliance positions at GE Commercial Finance and PayPal where he served as the Global AML Officer for each and was a Senior Director at KPMG overseeing proactive and reactive engagements pertaining to financial crime.

Allen is on the Board of Governors of the University of New Haven where he is a member of the Finance Committee and serves as Vice Chairman on the Board of the Urban League of Philadelphia. Allen holds a Bachelor’s in Economics and a Master’s in Public Administration from the University of New Haven and is a graduate of the University of Pennsylvania Wharton School of Business Executive Development Program.

Edwin Rivas is the New York’s Chief Compliance Officer for Helaba (Landesbank Hessen-Thüringen) and he has an extensive experience working in anti-money laundering, regulatory compliance and internal audit, with strong international and domestic experience in financial services. He has appeared on television in the news discussing the impact of the USA PATRIOT Act requirements, and he has also conducted regulatory compliance training presentations in the USA, Latin America and Europe.

Mr. Rivas partnered with AIBACP (Association of International Auditors and Compliance Professionals Officers) colleagues and professors at Pace University / Lubin School of Business and actively participated as a member in the Content/Curriculum Committee that developed the curriculum (three-courses) in 2011 for the Certificate of Regulatory Compliance Professional (CCRP) program launched by Pace in January 2012. Mr. Rivas also lectures at Pace in some of these courses as a Subject Matter Expert.

Mr. Rivas is a Certified Compliance Regulatory Professional (CCRP), Certified Regulatory Compliance Manager (CRCM), a Certified Anti-Money Laundering Specialist (CAMS) an Anti-Money Laundering Professional (AMLP), Certified Financial Services Auditor (CFSA) and a Certified Risk Management Assurance (CRMA); and a member of the Institute of Internal Auditors, the Institute of Certified Bankers, the Association of Certified Anti-Money Laundering Specialist, the BAI (Bank Administration Institute) and the AIBA (Association of International Bank Auditors); and a Board member of the AIBA.

Sondra Feinberg is a global payments & fraud executive with in-depth knowledge across the eCommerce ecosystem. She is currently the Global Business Strategy Lead for Microsoft Dynamics 365 Fraud Protection and has a proven track record of success. Over the last 20 years she has been an effective leader in the industry and is committed to excellence with strengths in creative problem solving, strategic thinking, revenue generation and global partnerships.

Since becoming a CPA, CMA in 1997 David has worked in the field of investigations and regulatory compliance, primarily relating to the financial industry.  His experience includes work in the Audit and Investigations divisions of the CRA, and investigations and compliance roles with the British Columbia Securities Commission.  He joined the Financial Intelligence Unit of HSBC in 2014 and in April of 2017 he became the Head of Investigations at HSBC Bank Canada.